Bangkok, January 21, 2013 ? The SEC participated in the International Forum of Independent Audit Regulators (IFIAR)?s global survey with a view to making further progress in improving audit quality
SEC has prepared a questionnaire surveying preparedness toward the Personal Data Protection Act, B.E. 2562 in April 2020 for self-assessment of 276 organizations under its supervision. Based on the results, 192 firms responded, scoring 70% total preparedness in personal data protection.Business operators, who need to accelerate their preparedness for the Personal Data Protection Act, have been advised by SEC to accelerate the following, four main issues.(1) Considering appropriate legal b...
Bangkok, May 17, 2013 ? Thailand?s asset management industry received the overall score of B, ranking third behind the US and the Republic of Korea respectively in the Morningstar?s Global Investor Experience Study. The industry has maintained high standards in the area of regulation and taxation, as well as improvement in the area of sales and media. Nonetheless, there is still room for improvement in certain areas, particularly disclosure. The Morning Star Research announced the findings f...
Holborn Assets : Unlicensed securities and derivatives business (Disclosure Date : 16/10/2020)
Microsoft Word - The Aquisition of Assets - TLM September 11, 2018 Subject: Acquisition of Assets To: The Director and Manager The Stock Exchange of Thailand The Board of Directors' Meeting of KCE
issuers, related intermediaries and those who transact with digital assets, and lessen chance for people on deception or be at disadvantages as well as allow the public sector to have tools to monitor
Bangkok, July 7, 2014 ? The SEC is seeking public comment on revisions of client assets report of securities companies and derivatives brokers to be applicable to commercial banks and life-insurance
Facebook page "Digital Assets Overview" : Unlicensed digital asset business (Disclosure Date : 05/01/2026)
Facebook page "Binance Assets" : Unlicensed digital asset business (Disclosure Date : 06/01/2026)