Outstanding Domestic Debt สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 14 January 2025 21:25 New Product Prospectus / Filing Sales Report Shelf Approval Outstanding Domestic Debt PP
Bangkok , June 21, 2011 - The SEC has put Weerawat Sriwattana on probation for non- compliance with standards of conduct as a financial advisor supervisor for a company filing for the SEC?s approval
Bangkok, May 13, 2011 ? The SEC has put Akekajak Buahapakdee, a financial advisor supervisor of Capital Nomura Securities Plc., on probation for breaching his duties as financial advisor for initial
Bangkok, March 2, 2015 The SEC suspended {X1} Company and its financial advisor supervisor, {A}, for deficiency performance in case of a company filing an application, registration statement and
Bangkok, June 17, 2013 ? The SEC has won an ?Outstanding Booth? award for the category ?less than 100 square meters? at Money Expo Bangkok 2013 hosted by Money & Banking Magazine. SEC Secretary
Bangkok, July 4, 2016 - The SEC has suspended the approval of {X1} Securities (Thailand) Co., Ltd. as financial advisor and the approval of {A} as the company's supervisor of financial advisory
Bangkok, March 18, 2015 ? The SEC revoked the approval of a financial advisor supervisor, namely {A} of KPMG Phoomchai Business Advisory Ltd., for willfully imparting false statement and concealing
The Securities and Exchange Commission (SEC), represented by Ms. Archinee Pattamasukhon, Assistant Secretary-General and Head of the Complaint Center, accepted the Outstanding Cooperation Award
organization receives totally 3 awards, as follows: 1. Digital Government Award, 3rd place out of 10; 2. Outstanding Organization on Government Data Governance Award (total 3
hold shares in an aggregate of more than thirty percent of the outstanding shares of such company; (5) Juristic person of which the fund supervisor or its directors, managers or persons with power of