Bangkok, March 18, 2015 ? The SEC revoked the approval of a financial advisor supervisor, namely {A} of KPMG Phoomchai Business Advisory Ltd., for willfully imparting false statement and concealing

Bangkok , June 21, 2011 - The SEC has put Weerawat Sriwattana on probation for non- compliance with standards of conduct as a financial advisor supervisor for a company filing for the SEC?s approval

Bangkok, May 13, 2011 ? The SEC has put Akekajak Buahapakdee, a financial advisor supervisor of Capital Nomura Securities Plc., on probation for breaching his duties as financial advisor for initial

Bangkok, March 2, 2015 The SEC suspended {X1} Company and its financial advisor supervisor, {A}, for deficiency performance in case of a company filing an application, registration statement and

Bangkok, July 4, 2016 - The SEC has suspended the approval of {X1} Securities (Thailand) Co., Ltd. as financial advisor and the approval of {A} as the company's supervisor of financial advisory

Facebook page "E-learning" : Unlicensed securities and derivatives business (Disclosure Date : 22/10/2025)

Instagram "Learning Center for Growth" : Unlicensed securities and derivatives business (Disclosure Date : 13/08/2025)

Facebook page "Easy Stock Learning" : Unlicensed securities and derivatives business (Disclosure Date : 20/11/2025)

Facebook page "OR Learning Return" : Unlicensed securities and derivatives business (Disclosure Date : 27/01/2026)

Facebook page "Learning Everyday" : Unlicensed securities and derivatives business (Disclosure Date : 11/02/2026)