Bangkok , June 21, 2011 - The SEC has put Weerawat Sriwattana on probation for non- compliance with standards of conduct as a financial advisor supervisor for a company filing for the SEC?s approval
Bangkok, May 13, 2011 ? The SEC has put Akekajak Buahapakdee, a financial advisor supervisor of Capital Nomura Securities Plc., on probation for breaching his duties as financial advisor for initial
Bangkok, March 2, 2015 The SEC suspended {X1} Company and its financial advisor supervisor, {A}, for deficiency performance in case of a company filing an application, registration statement and
Bangkok, July 4, 2016 - The SEC has suspended the approval of {X1} Securities (Thailand) Co., Ltd. as financial advisor and the approval of {A} as the company's supervisor of financial advisory
Bangkok, March 18, 2015 ? The SEC revoked the approval of a financial advisor supervisor, namely {A} of KPMG Phoomchai Business Advisory Ltd., for willfully imparting false statement and concealing
The Securities and Exchange Commission (SEC), represented by Ms. Jomkwan Kongsakul, Deputy Secretary-General, participated in the “Digital Government Summit 2025: Leading Thailand to the Top in
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) โดยนางสาว จอมขวัญ คงสกุล รองเลขาธิการ เข้าร่วมงาน “Digital Government Summit 2025: Leading Thailand to the Top in GovTech” โดยร่วมเสวนาภาย
KASIKORN ASSET MANAGEMENT COMPANY LIMITED|Retirement Mutual Fund : RMF | Offering Date : 17/12/2001 - 18/12/2001
ASSET PLUS FUND MANAGEMENT COMPANY LIMITED|Money Market Fund | Offering Date : 01/03/2019 - 12/03/2019
KRUNGSRI ASSET MANAGEMENT COMPANY LIMITED|Foreign Investment Fund : FIF