Sukonthaman said: ?The SEC supervision takes into serious account intermediaries? managerial structure and work systems to ensure protection of clients? best interest and the overall market reliability. Some of
Bangkok, December 4, 2014 ? The SEC is seeking public comment on a proposal on crowdfunding supervision, aiming to introduce a new fundraising channel for small and medium sized enterprises in
The Securities and Exchange Commission (SEC), led by Mrs. Pornanong Budsaratragoon, Secretary-General, and SEC executives, held a meeting with the Association of Thai Securities Companies (ASCO), led by Mr. Pichet Sithi-Amnuai, ASCO Chairman, along with representatives from 42 securities and derivatives businesses. This meeting aimed to discuss and exchange views on strategies to advance the securities and derivatives industry and the Thai capital market. Key topics included the implementation o...
Thailand Focus 2024: Adapting to a Changing World ซึ่งจัดขึ้นโดยตลาดหลักทรัพย์แห่งประเทศไทยร่วมกับหน่วยงานภาครัฐและเอกชน โดยมีวัตถุประสงค์เพื่อให้ข้อมูลด้านเศรษฐกิจ การเงิน การลงทุน รวมถึงนโยบายที่สำคัญและ
Adapt to the Changing World” at the Thailand Focus 2024: Adapting to a Changing World conference. The conference was organized by the Stock Exchange of Thailand (SET) in collaboration with public and
Services Commission (FSC), FSC Korea delegates, and Mr. Park Yong-Min, Ambassador of the Republic of Korea to Thailand, on their visit to discuss and exchange information on market supervision and
The Securities and Exchange Commission (SEC) and the Association of Thai Securities Companies (ASCO) co-organized the SEC 2024 Supervision Approach and Risk Management Guideline seminar to foster
asset business under the SEC supervision. Additionally, the regulatory framework for digital asset exchanges has been revised to enhance oversight mechanisms and address concerns related to price
, organized by Asia Asset Management. Speaking on the topic “Digital Asset and Finance: A Perspective from Thailand,” she shared experiences, challenges, and guidelines related to the supervision and
(IOSCO), such as having the structure for supervising the Association to reflect good corporate governance, setting criteria for member subscription and for member supervision with transparency