Sukonthaman said: ?The SEC supervision takes into serious account intermediaries? managerial structure and work systems to ensure protection of clients? best interest and the overall market reliability. Some of
Bangkok, December 4, 2014 ? The SEC is seeking public comment on a proposal on crowdfunding supervision, aiming to introduce a new fundraising channel for small and medium sized enterprises in
Bangkok, June 11, 2015 ? The Supreme Court of Thailand sentenced Suree or Ravi Sansirikul to a one-year imprisonment and a fine of 333,333.33 baht and Chompoonuch Pimhataivoot to a one-year and six
Bangkok, June 12, 2015 ? The Supreme Court of Thailand sentenced Kanchana Laowtrakul to a five-year imprisonment without probation for aiding and abetting Nuprapat Snidvongs Na Ayudhya in seeking
Services Commission (FSC), FSC Korea delegates, and Mr. Park Yong-Min, Ambassador of the Republic of Korea to Thailand, on their visit to discuss and exchange information on market supervision and
The Securities and Exchange Commission (SEC) and the Association of Thai Securities Companies (ASCO) co-organized the SEC 2024 Supervision Approach and Risk Management Guideline seminar to foster
asset business under the SEC supervision. Additionally, the regulatory framework for digital asset exchanges has been revised to enhance oversight mechanisms and address concerns related to price
, organized by Asia Asset Management. Speaking on the topic “Digital Asset and Finance: A Perspective from Thailand,” she shared experiences, challenges, and guidelines related to the supervision and
(IOSCO), such as having the structure for supervising the Association to reflect good corporate governance, setting criteria for member subscription and for member supervision with transparency