on Regulatory and Supervision of Digital Asset Advisory Service and Digital Asset Fund Manager
, they must establish a separate legal entity for this service. Additionally, they must not use any names or information that could mislead the public into believing that they are engaged in a digital
digital asset dealer.Compared to securities business, digital asset businesses have not yet expanded into digital asset advisory service and digital asset fund management. Earlier, securities companies
business license before providing the custodial wallet. In this regard, the definition of DA Custodial Wallet Provider may cover deposit or custodial service for all types of DA, including such deposit or
proposal. The drafted regulations specify digital asset custodial wallet provider as a digital asset business which is required to apply for a license, and prescribe provisions on supervision of digital
Sukonthaman said: ?The SEC supervision takes into serious account intermediaries? managerial structure and work systems to ensure protection of clients? best interest and the overall market reliability. Some of
Bangkok, December 4, 2014 ? The SEC is seeking public comment on a proposal on crowdfunding supervision, aiming to introduce a new fundraising channel for small and medium sized enterprises in
Srimachand, SEC Deputy Secretary-General, said: “The SEC urges the event organizer to exercise caution when allowing unlicensed business operators to set up booths at the event, including platform service
Service Statistic Search สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ เกี่ยวกับ ก.ล.ต. บทบาทหน้าที่ โครงสร้าง ก.ล.ต. คณะกรรมการ ก.ล.ต. คณะกรรมการกำกับตลาดทุน คณะผู้บริหารสำนักงาน ก.ล.ต. ผัง