market regulators and relevant agencies in Cambodia and Lao People’s Democratic Republic. On this occasion on 8 September 2021, Secretary-General Ruenvadee Suwanmongkol gave opening remarks while H.E. Mr
SEC Secretary-General Ruenvadee Suwanmongkol said: “Today, SEC has issued the Notification prescribing the standard single form for opening an account for investment in all types of capital market
confidence in the Thai capital market. During the event, Mrs. Pornanong Budsaratragoon, SEC Secretary-General, delivered the opening remarks, while Mrs. Waratchya Srimachand, SEC Deputy Secretary-General
Sukonthaman said: ?The SEC supervision takes into serious account intermediaries? managerial structure and work systems to ensure protection of clients? best interest and the overall market reliability. Some of
Services Commission (FSC), FSC Korea delegates, and Mr. Park Yong-Min, Ambassador of the Republic of Korea to Thailand, on their visit to discuss and exchange information on market supervision and
, investment analyst and investment planner, and at the amount of 10,000 baht in case of a fund manager. SEC has therefore proposed amendments to the regulations on supervision of capital market
aim to strengthen supervision on capital market business operation. Lessons learned from both organizations’ experience on cases with widespread impacts on the stakeholders were also shared for
on the proposed principles for amendment to the Securities and Exchange Act B.E. 2535 (1992) regarding supervision on auditors and audit firms in the capital market is available at https
the fintech ecosystem in Thailand.Mrs. Praoporn Senanarong, Assistant Secretary-General for Capital Market Policy of SEC, said “the project “SEC FinTech Challenge comes in the third year and is in