Sukonthaman said: ?The SEC supervision takes into serious account intermediaries? managerial structure and work systems to ensure protection of clients? best interest and the overall market reliability. Some of
Gains System : Unlicensed digital asset business (Disclosure Date : 09/08/2019)
Bangkok, December 4, 2014 ? The SEC is seeking public comment on a proposal on crowdfunding supervision, aiming to introduce a new fundraising channel for small and medium sized enterprises in
unlawful gains from Seamico Securities Public Company Limited (ZMICO). On December 29, 1999, the SEC filed a criminal complaint against Nuprapat, an ex-ZMICO director, on the charge of corporate fraud
Services Commission (FSC), FSC Korea delegates, and Mr. Park Yong-Min, Ambassador of the Republic of Korea to Thailand, on their visit to discuss and exchange information on market supervision and
The Securities and Exchange Commission (SEC) and the Association of Thai Securities Companies (ASCO) co-organized the SEC 2024 Supervision Approach and Risk Management Guideline seminar to foster
asset business under the SEC supervision. Additionally, the regulatory framework for digital asset exchanges has been revised to enhance oversight mechanisms and address concerns related to price
, organized by Asia Asset Management. Speaking on the topic “Digital Asset and Finance: A Perspective from Thailand,” she shared experiences, challenges, and guidelines related to the supervision and
(IOSCO), such as having the structure for supervising the Association to reflect good corporate governance, setting criteria for member subscription and for member supervision with transparency