(Microsoft Word - Ex Sum for hearing _MM_ \242\326\351\271\340\307\273 _2_) เอกสารรับฟังความคิดเห็น เรือง การแก้ไขเพิมเติมพระราชบัญญัตหิลักทรัพย์และตลาดหลกัทรัพย์ พ.ศ. 2535 ในส่วนทีเกียวกบัการก
Facebook page "Complete Coffee Business Amz." : Unlicensed securities and derivatives business (Disclosure Date : 17/11/2025)
Bangkok, 31 January 2019 - The SEC has suspended approval for {A} as a securities investment consultant for one month on the ground of giving information or investment advice incompletely or incorrectly, and failing to disclose material information to support an investor's decision making.Following a client complaint, the SEC made further investigation and found that in May 2016 {A}, then working for RHB Securities (Thailand) Public Company Limited, advised the client to buy shares of a company,...
Bangkok, May 19, 2015 ? The SEC suspended {A}, a capital market investment consultant of Apple Wealth Securities PCL, for failure to keep complete record of the securities trading orders. The SEC
Bangkok, January 7, 2015 - The SEC suspended {A}, a capital market investment consultant of Kasikorn Securities PLC., for failure to keep complete record of the derivatives trading orders.From a
Facebook อ้างชื่อ Complete Coffee Business Amz. - ยังไม่ได้รับใบอนุญาตธุรกิจหลักทรัพย์/สัญญาซื้อขายล่วงหน้า (วันที่เปิดเผยข้อมูล : 17/11/2568)
Microsoft Word - SCBGEESGA_SUM 1 ก ก กก ก Global Sustainable Equity SCB Global Sustainable Equity Fund (SCBGEESG) ( /0/ 12: SCBGEESGA) ก 5/ ก 6 6 78 9: 6ก ก ; < 5: 8=.6ก? (Cross Investing Fund) ก D6 (Feeder Fund) ก 6 : E88 62 /650F 8G?9?ก?=?กก =Hก? กI: ก55: =5 : :?8ก?8 CAC 30 2564 9 ?/;6: / /I: 1/H2?J 2กH?=0 0? ก 6:9 0ก?8 2? 25:0?0L FG? /?/ I0
Microsoft Word - SCBAUTO(SSF)_SUM 1 ก Autonomous Technology and Robotics SCB Autonomous Technology and Robotics (SCBAUTO) ( -.-//0123: SCBAUTO(A)) ก56/75-5 ก56/83/89 : ;3 ? ;7= :1@.8 6กB (Cross Investing Fund) ก56/3 R 9 !$$ ก!!8,: 5 7ก!Uก 7 NAV (K Q#U$QK!8 4 7ก! Uก 7!ก!, (T+4)) 6!a"! U6 !4568! QK : - www.scbam.com ก 7ก! - Call Center 0-2777-7777 กK 0 กK 6 !&,TUKก!ก 4 8 4 8&ก! 20 68 2564 .6. 86!"5 &\4N5 20 68 2564 .6. #8K !,6\ 20 68 2564 8%!" 6ก6!!48& 7 ก 2564 .6. ก"5!4 #!N!5 2...
Microsoft Word - SCBFINTECH(SSF)_SUM 1 ก Fintech Innovation SCB Fintech Innovation (SCBFINTECH) ( '('))*+,-: SCBFINTECH(A)) ก01)20'0 ก01)3-)34 5 678)3ก0+6ก01)9- : 628 5+;.3 1ก= (Cross Investing Fund) ก01)7-1 + (Fund of Funds) ก01)3-8+D55)3,1)'3- 2- 0(E 50 F=7+=ก0= ;=ก0ก ;Gก= ก0H80-1)ก02-28;0 2 : 80=5ก00=50 CAC 31 2564 7='9381'-1'0 H8)*+'G,=I ,กG+=;(+(0? ก01)387)(ก=56,0? ,280(1=(0 K EF? '='-1H 0(:0= ' 3-+ L+ก0G ,-M00)3 ) H8)*+9-N ก0+6ก01))-6-ก0Oก 2 ก ก ! "#!$ % & CIS *$/ !,...
investment disposal that had a significant impact on the financial statements of the IPO applicant, and the payment of a large sum of consultant fee for services the applicant might never receive; such actions