investor access to information prepared by professionals with understanding of foreign products for investment decision-making. With respect to movement to a host country, professionals approved by the
financial planning and investment under the theme, “Choose Your Lifestyle: Start with Financial Planning” to 150 medical professionals at the Queen Sirikit Heart Center of the Northeast, Khon Kaen
SEC Secretary-General Ruenvadee Suwanmongkol said: “Nowadays, digital assets are used for fundraising and trading. Also, Blockchain innovation and Distributed Ledger Technology (DLT) are applied to non-financial industries such as energy, arts, entertainment or sports whereby various assets are converted into digital tokens to enhance transaction efficiency and consumer accessibility. Regulators in various countries have expressed views and laid out guidelines for digital asset oversight t...
The webinar aimed to equip professionals in the Thai capital market with a fundamental understanding of ESG factors and the knowledge of how to provide ESG-related services to their clients, as well
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The Securities and Exchange Commission (SEC) welcomed a group of central and regional administrative case officers, senior professionals, under the Professional Level Administrative Case Officials
®), Associate Financial Planner Thailand (AFPT™), and professionals from the financial service, insurance, and wealth management. The seminar was held in Bangkok on 22 November 2023.
duties or provide services with honesty and good faith, by misappropriating investor assets, while the conduct described in item (3.2) constituted conduct suggestive of dishonesty that has had a
Handbook in Thai version. The handbook will not only assist investment professionals in having a guidance for disclosing ESG information for investment products that are in line with the SEC regulations
and Presentation in Analyst Research Reports” for capital market professionals i.e., securities analysts and fund managers. CFA Institute contributes the Guidelines to incorporate ESG factors into their