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The Securities and Exchange Commission (SEC) has considered it is appropriate to change the substitution holiday for New Year’s Day from 2 January 2024 to 29 December 2023, and to confirm that 30

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10243

SEC revises regulations for securities and derivatives business operators unable to maintain net capital

Notification of the Office of the Securities and Exchange Commission regarding Calculation and Reporting of Net Capital Calculation by Business Operators and Requirements in Cases of Inability to Maintain Net

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=12076

SEC announces additional special holidays and defers the substitution holiday for Chulalongkorn Day for securities companies and derivatives business operators

Bangkok, 6 January 2021 – This is with reference to the Cabinet’s resolution on 29 December 2020, approving additional public holidays and deferring the substitution holiday for Chulalongkorn Day

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8726

SEC announces substitution holidays for Songkran Festival for securities companies and derivatives business operators to be on 4 and 7 September

Bangkok, 17 August 2020 – With reference to the Cabinet’s resolution on 13 August 2020, approving (additional) substitution holidays for Songkran Festival 2020 to be 4 and 7 September 2020, the SEC

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8388

SEC public hearing on proposed regulations related to risk management policy and liquidity risk management tools of mutual funds to protect and maintain investors’ interest

The spread of COVID-19 pandemic since March 2020 has resulted in severe volatility in debt and equity markets around the world, and consequently stimulated investment outflows from mutual funds and affected the stability of the global financial system. Due to this circumstance, international regulators have decided to issue liquidity measures.Realizing the importance of liquidity risk management process of mutual funds, the SEC encourages asset management companies to strengthen the effic...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8871

SECURITIES AND EXCHANGE COMMISSION

securities having characteristics similar to units as specified by the Securities and Exchange Commission. Clause 3 A securities company shall maintain its net capital not less than 15 million baht and [net

https://publish.sec.or.th/nrs/5254pe.doc

SECURITIES AND EXCHANGE COMMISSION

SECURITIES AND EXCHANGE COMMISSION TRANSLATED VERSION codified up to No.5 as of June 5, 2014 Readers should be aware that only the original Thai text has legal force and that this English translation

https://publish.sec.or.th/nrs/5254pe_r.pdf

NOTIFICATION OF THE SECURITIES AND EXCHANGE COMMISSION

NOTIFICATION OF THE SECURITIES AND EXCHANGE COMMISSION (Translation) PAGE (Translation) 8 Readers should be aware that only the original Thai text has legal force and that this English translation is

https://publish.sec.or.th/nrs/3586pe.doc

NOTIFICATION OF THE SECURITIES AND EXCHANGE COMMISSION

NOTIFICATION OF THE SECURITIES AND EXCHANGE COMMISSION (Translation) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for

https://publish.sec.or.th/nrs/3586pe_r.pdf

The Office of the Securities and Exchange Commission

The Office of the Securities and Exchange Commission (Translation) (Translation) 5 Readers should be aware that only the original Thai text has legal force and that this English translation is

https://publish.sec.or.th/nrs/27pe.doc