exemption are as follows: (1) Rules that carry the material context similar to that stated in the Securities and Exchange Act B.E. 2535 or the Derivatives Act B.E. 2546 or the regulations
Guideline for Internet Regulation แแนนววททาางงกกาารรกํ ากํ ากักับบดูดูแแลลกกาารรทํ าทํ าธุธุรรกกรรรรมมดดาานนหหลัลักกททรัรัพพยยผผาานนสื่สื่ออ oonn--lliinnee บทนํ า การใช Internet เปนสื่อในการ
client. Comments and suggestions on the matter are welcome until March 30, 2012. The proposed regulation will require underwriter know individual client before selling client any product. For retail client
termination of service or any other actions in similar manners. The regulations in this matter will become effective as from 1 April 2022. Digital asset business operators who have already provided services
The SEC’s examination of facts in this case has led to the consideration that Zipmex disseminated or certified information that were potentially misleading in substance regarding digital asset
the principle and the draft regulation which would require the auditor to report to the Audit Committee of securities company** or the Audit Committee of listed company any suspicious circumstance
SEC Secretary-General Ruenvadee Suwanmongkol gave an opening remarks and co-chaired the 5th EU-Asia Pacific Forum on Financial Regulation with Mr. Ugo Bassi, Director of Financial Markets, DG FISMA
Bangkok, March 27, 2012 ? The SEC is seeking public comments on draft revision to regulation governing public offering of holding company. The proposed revision includes relaxation on shareholding
Bangkok, May 30, 2013 ? The SEC is seeking public comment on the revision of regulations on capital market personnel for greater prudence, appropriateness and standards in order to enhance credibility of business operators and the Thai capital market. The proposed revision will extend the scope of capital market personnel who are subject to the prohibited characteristics to those with duties that are likely to have improper behavior and have adverse impact on clients and mutual funds. The person...