Bangkok, October 13, 2014 ? The SEC allows allotment of newly issued shares in an IPO to related persons of issuing companies up to 25 per cent of total number of shares offered. For offering of
The SEC’s examination of facts in this case has led to the consideration that Zipmex disseminated or certified information that were potentially misleading in substance regarding digital asset
The Securities and Exchange Commission (SEC) acknowledges and understands the impact of this incident. Therefore, listed companies and securities issuing companies affected and unable to submit their
sale of newly issued securities to the public (IPO) whereby issuing companies and listed companies would not be allowed to operate business as an investment company to prevent the misuse of the IPO
Forms and Procedures for Filing or Changing Information on Issuing Company Directors and Executives
Rules for Listing Names of Persons on Database of Directors and Executives of Securities Issuing Companies
Re: Rules, Conditions and Procedures for Disclosure regarding Financial and Non-financial Information of Foreign Companies Issuing and Offering Shares
an application using the Form 35-W attached hereto together with [one set of] the followings supporting documents: (1) details of warrants; (2) details of the issuing company; (3) other documents and
an offer for sale of any types of securities, issuing company shall distribute a summarized substance of instrument (fact sheet), securities underwriter shall arrange to have the distribution of such
securities, issuing company shall distribute a summarized substance of instrument (fact sheet), securities underwriter shall arrange to have the distribution of such document which contain substances similar