The SEC’s examination of facts in this case has led to the consideration that Zipmex disseminated or certified information that were potentially misleading in substance regarding digital asset
dividend payment for September 2023 in the Filing Form submitted on 9 October 2023, which was the date on which the Filing Form – where ETL concealed material information that should have been disclosed
venture.These disputes are material information related to ALL’s financial position and business operations, which could significantly affect the company’s business. Therefore, ALL was obligated to disclose
) business operator to verify the facts of the incident and report to the SEC without delay. Furthermore, the SEC has instructed the DA business operator to provide information and respond to the service users
Cryptosphere and ROE.” The SEC has therefore instructed ERX to clarify the facts regarding the presence of a director serving on the boards of the two aforementioned companies, which are its major
facts confirmed by Zipmex Thailand. Therefore, it is considered that Zipmex Thailand deceived by presenting false statements and concealing facts that should have been disclosed to its clients, which led
concealed important information which may have caused misunderstanding or distorting of the facts. As a result, the SEC will not consider her renewal application for nine months.From a client complaint of
shareholders not having sufficient material information to make informed voting decisions on the relevant agenda items. Accordingly, pursuant to Section 58(1) of the Securities and Exchange Act B.E. 2535 (1992
material information that may affect the rights and interests of shareholders or investors’ investment decision making. However, ACC has not yet accurately and completely disclosed such information, which
information that might adverse affect the client's benefits. Failing to inform sufficient information by concealing material information is, respectively, in violation of Clause 20(2) of the Notification of