has therefore provided a channel for audit firms in the capital market to voluntarily disclose their latest firm inspection report on the SEC website. This will allow listed companies and audit

The SEC’s examination of facts in this case has led to the consideration that Zipmex disseminated or certified information that were potentially misleading in substance regarding digital asset

, and the trading prices of securities of listed companies on the Stock Exchange of Thailand. SEC, therefore, encouraged every listed company and security issuer  to disclose both positive and positive

Bangkok, January 12, 2015 ? The SEC imposed suspension on {A}, a former capital market investment consultant of Maybank Kim Eng Securities (Thailand) Plc., for failure to disclose specific risk of

Microsoft Word - SET Disclose_TCSC _TH_ _แก้ไขเพิ่มเติม_ ท่ี สนก. 059/2561 3 กรกฎาคม 2561 เร่ือง แจงการขายเงินลงทุนในบริษัทหลกัทรัพย Thanh Cong securities Company J.S.C (แกไขเพ่ิมเติม) เรียน กรรมการและผูจดัการ ตลาดหลักทรัพยแหงประเทศไทย อางถึง การเปดเผยขอมูลและการปฏิบัติการของบริษัทจดทะเบียน บริษัทหลักทรัพย ซีมิโก จํากัด (มหาชน)(“บริษัท”) ขอแจงการขายหุนของบริษัทฯ ท่ีถอือยูในบริษัทหลกัทรัพย Thanh Cong securities Company J.S.C (“TCSC”) โดยมรีายละเอยีดดังน้ี รายละเอียดรายการ วัน เดือน...

Mr.Anya Khanthavit Mr.Anya Khanthavit, Independent Director of Electricity Generating Public Company Limited [“EGCO”], has the duty to prepare and disclose a report regarding his holding securities

market and promote sustainable growth; businesses must turn corporate governance principles into practice (CG in Substance) and see for themselves the benefits of compliance. Market force is also a key

persons who have the obligations to prepare and disclose information of mutual funds and Trusts, including types of information and periods of preparation and disclosure of information are in Part 1; (2

May 15, 2020. In this regard, Mr. Prompong has the duty to prepare and disclose a report regarding his holding securities and the chances to such holding [From 59-2] within May 20, 2020. However, Mr