Complex Type 2 Investment Consultant
performance of personnel in the capital market. These initiatives fall under the Strong Securities Issuers Project and focus on preventing, deterring and suppressing inappropriate behaviors and misconduct. A
Plain Investment Consultant
Bangkok, June 17, 2014 ? SEC urges securities and asset management companies to concretely consider supporting anti-corruption with disclosure of Anti-corruption Progress Indicator of listed companies in the research. Meanwhile, securities and asset management companies are also urged to become a role model for anti-corruption practices as the Indicator of each business operators will be publicized from 2016 onwards.Chalee Chantanayingyong, SEC Deputy Secretary-General, said following disclosure...
Application BIBOX : Unlicensed digital asset business (Disclosure Date : 21/03/2023)
Application Vcex.io : Unlicensed digital asset business (Disclosure Date : 05/07/2022)
Application "BNLite" : Unlicensed securities and derivatives business (Disclosure Date : 09/10/2025)