Bangkok, March 7, 2014 ? The SEC exchanged Letters for Cooperation with Financial Services Agency (FSA), Japan, to expand business opportunity between two capital markets. In this regard, the SEC led Thai private sector to meet Japanese public and private sectors with a view to sharing experience and information, and visiting Japan Post Co., Ltd.  for information on the Post?s operation of investment unit selling.The SEC led Thai private sector on a business trip to Japan in February to meet Ja...

run.Notedly, SEC Thailand has strengthened strong cooperation with CLMV countries to promote regional connectivity in capital markets, in line with national policy related to the ASEAN Economic Community

. Accordingly, compliance unit must be strengthened to have clear role, duty and standards of conduct and thus help building up compliance culture to ensure that business operator complies with laws and

the consistency and cybersecurity that is appropriate and sufficient to protect against possible risks from cyber threats. _____________________________

Bangkok, June 6, 2013 ? To streamline business operators? practices for greater flexibility, consistency and comprehensiveness, the SEC is planning to incorporate the rules for both securities and

to evaluate their portfolio investments and transactions. The proposed revision will also result in consistency between the rules governing registered and licensed derivatives business operators.The

bourse be increasing but the firms? competitiveness will also be strengthened. Promoting holding company to list on the Thai bourse is responsive to the Thai Capital Market Development Plan, which aims at

offer for sale of newly issued debt securities*, and 3) bills that are not securities.  To enhance regulatory clarity and consistency with business practices of the private sector, the SEC is proposing to

be considered in evaluating the issues, assessing their necessity, ensuring consistency, and addressing law enforcement obstacles. The goal is to enhance the governance of digital assets to be more

allow more time for preparing necessary documents and ensure consistency with the guidelines for submitting other documents as required.  The consultation paper is available at https://www.sec.or.th/TH