and more complex changes, which tend to emerge faster and become more severe, the Thai capital market remains strong in playing its roles and performs duties with all capacity and robust resources. In
KWI ASSET MANAGEMENT COMPANY LIMITED|Feeder Fund | Offering Date : 01/10/2012 - 10/10/2012
KWI ASSET MANAGEMENT COMPANY LIMITED|Feeder Fund | Offering Date : 18/03/2014 - 27/03/2014
KWI ASSET MANAGEMENT COMPANY LIMITED|Specific Fund | Offering Date : 23/07/2007 - 02/08/2007
KWI ASSET MANAGEMENT COMPANY LIMITED|Feeder Fund | Offering Date : 03/03/2016 - 08/03/2016
KWI ASSET MANAGEMENT COMPANY LIMITED|Foreign Investment Fund : FIF | Offering Date : 09/05/2008 - 15/05/2008
According to the findings of SEC inspection on the operation of SKFM whose main business is private fund management, in 2018 Mr. King, CEO and fund manager of the company at the time, acted in the following manners: (1) funneling damage incurred from investment among the clients of private funds by making cross-trade transactions of shares under trading suspension (SP) sign on a continual basis from 2015 to 2017; (2) managing private funds without taking the cli...
without double-checking the correctness of processing and confirming the redemption orders in violation of the tax terms.SEC found the three investment consultants to have failed to perform duties with
amount of damage to several clients.Pisist's misconduct above is deemed a failure to perform duties honestly in accordance with the Notification of the Capital Market Supervisory Board*. The SEC has