regulations related to the standard single form have undergone public hearing with stakeholders in the business sector and the general public, including trading service providers and investors, and are in
financial IT regulations; (4) Determine additional requirements and guidelines for IT quality and IT service management such as IT project management and capacity management; (5) Enhance cybersecurity
to the IT Standard Rules this time are summarized as follows: (1) Establishing IT-related risk assessment criteria to define the entity’s risk level and to specify standards of IT security controls
to provide investors with quality and standard services from business operators.The regulations will require business operators to provide personnel, communication system, customer service system
นางสาวรื่นวดี สุวรรณมงคล เลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) กล่าวปาฐกถาพิเศษ ในงานเปิดตัว “TRIS Rating Green Bond Verification Service” จัดโดยบริษัท ทริสเรทติ้ง
continuously focused on the development of knowledge standard for all professionals in the capital market since knowledgeable and quality professionals are instrumental in enhancing the quality of investment
SEC has issued the rules permitting the derivatives business operators or derivatives agent to carry out capital market product trading service in accordance with the Portfolio Advisory and Program
the current price. New product have been scheduled for launching for the rest of this year. And the company has communicated the QSSC policy (Qualitvy /Standard/Service/Cleanliness) to all employee
are 58.20% and 52.11% respectively. The no. of staff has to be retained in order to maintain the standard of service. Thus, this expensewill become the higher percentage of expense compared to the