The prevention and management of conflicts of interests in investment management businesses are one of SEC’s important strategies because the business structure in Thailand is financial conglomeration, which is hard to avoid making transaction with relevant parties such as, the sales of securities via affiliated securities companies and any instruments issued or distributed by commercial banks as parent companies.Therefore, SEC has revised such regulations and guidelines for the investment...
The prevention and management of conflicts of interests in investment management businesses is one of SEC’s important strategies because business structure in Thailand is characteristic of financial business operation, which is hard to avoid making transaction with relevant people such as, the sales of securities via affiliated securities companies and any instruments issued or on sale by commercial banks as parent companies.Therefore, SEC has revised such regulations and guidelines for...
Earlier, the SEC conducted a public hearing on proposed principles and amendments regarding the exemption of the digital asset fund manager license for SCs and AMCs managing MF and PF investments in
. Suphan Sethapanich from as acting as personnel in the capital market business and performing duties as the managing director and the chairman of the Investment Committee for a period of three years and
ชื่อผู้ได้มา/จำหน่าย :?MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED MACQUARIE INVESTMENT MANAGEMENT AUSTRIA KAPITALANLAGE AG MQ SPECIALIST INVESTMENT MANAGEMENT LIMITED | ประเภทหลักทรัพย์ : หุ้น
Rules on Managing Derivatives Investment by Registered Derivatives Investment Management Company
-24 November 2023.Mrs. Pornanong Budsaratragoon, SEC Secretary-GeneralMr. Renaud Meyer, UNDP Resident Representative in Thailand Mr. Pedro Cortez, Impact Management Specialist, Business Call to Action
เทล แบงค็อกนางพรอนงค์ บุษราตระกูล เลขาธิการ ก.ล.ต. กล่าวเปิดงานนายเรอโน เมเยอร์ ผู้แทน UNDP ประจำประเทศไทย กล่าวเปิดงานMr. Pedro Cortez, Impact Management Specialist, Business Call to Action Ms
. Pornanong Budsaratragoon, SEC Secretary-General, and Mr. Renaud Meyer, UNDP Resident Representative to Thailand, jointly delivered opening remarks for the event. Ms. Devahuti Choudhury, SDG Impact Specialist