KASIKORN ASSET MANAGEMENT COMPANY LIMITED| | Offering Date : 09/08/2021 - 13/08/2021

SEC MRAP : ข้อมูลหนังสือชี้ชวนและรายงานกองทุนรวม WP-SPARK โปรดรอสักครู่... ข้อมูลหนังสือชี้ชวนและรายงานกองทุนรวม รายละเอียดกองทุน ชื่อย่อกองทุน : WP-SPARK ชื่อกองทุน (ไทย) : กองทุนเปิดเวลธ์พลัส ส

: Thai SEC’s Impact on Financial Innovation” ในงาน Block Mountain 2025 “Spark the Future: Explore Web 3.0 Experience” เพื่อแสดงให้เห็นถึงแนวทางของ ก.ล.ต. ในการส่งเสริมการระดมทุนผ่านโทเคนดิจิทัลและการนำ

Digital Asset Regulation: the Thai SEC’s Impact on Financial Innovation” at Block Mountain 2025: “Spark the Future: Explore Web 3.0 Experience” event. As a guest speaker, the SEC Director highlighted the

of Section 317/11 of the Securities and Exchange Act.  The Civil Sanction Committee has considered it is appropriate to enforce a civil sanction against the three offenders to whom the SEC notified of

Section 300 in conjunction with Section 240 of the SEA.   The Civil Sanction Committee (CSC) has therefore resolved to impose a civil sanction on both offenders, comprising civil penalties and

Sanction Committee (CSC) has therefore resolved to impose a civil sanction* on Mr. Pongsak Lothongkam, requiring him to pay a civil penalty, a compensation at an equal amount to the benefit received, and a

the SEA, subject to the penalties under Section 296, Section 296/1 and Section 296/2 of the SEA.  The Civil Sanction Committee (CSC) has therefore resolved to impose civil sanctions on the four

while knowing or possessing the inside information given by Kitti was deemed a violation of Section 242(1) and liable to the penalties under Section 296 and Section 296/2 of the SEA. The Civil Sanction

conjunction with Section 244(3) and subject to the penalties under Section 296 and Section 296/2 of the said Act.   The Civil Sanction Committee has resolved to instruct SEC to impose civil sanction on