Bangkok, September 25, 2014 - The SEC organized ?3rd SEC Working Papers Forum?, jointly with the Faculty of Business Administration and the Faculty of Management Sciences, Kasetsart University presented three research papers on ?Listed Company Assessment?. Dr. Vorapol Socatiyanurak, SEC Secretary-General said that the third SEC Working Papers Forum, organized under the MoU with four leading business schools aiming to provide a platform for capital market research presentation and implementation....

duties or provide services with honesty and good faith, by misappropriating investor assets, while the conduct described in item (3.2) constituted conduct suggestive of dishonesty that has had a

investors into investment; (4) not suggestive or assertive of the return deriving from the investment except as exempted by the Office, or, when such information is a forecast made under the following

In mid-2021, the DSI requested that the SEC further investigate the facts and evidence in a case where the SEC had filed a criminal complaint,* due to suspicious circumstances suggesting that IEC

Gazette on 27 February 2024. The deadline is set on 27 March 2024*.   In order to prevent the holders of bonds and bills from losing their entitlement to the debt repayment, the SEC is therefore suggesting

is therefore suggesting that SET needs to review the free-float criteria and the trading alert measures, especially in cases where the prices of low free-float shares change quickly, and consider other

February 2025. The submission deadline is 11 April 2025**.  The SEC is therefore suggesting STARK bondholders exercise their right by submitting a request for debt repayment through the following channels

*. In order to prevent the bondholders from losing their right to the debt repayment, the SEC is therefore suggesting each holder of ALL bonds to submit a request for debt repayment through the following

retirement?. Presented at the Forum were the study on major exchange volatilities which are interrelated during the crisis and the study allocation of investment suggesting that starting plan for retirement

Based on information provided by a whistleblower and the SEC’s further investigation, it has been revealed that Morakot has displayed behaviors indicative of conducting securities business in the