SEC gives information on posting trading signs on listed securities in accordance with SET regulations to protect investors. SET posts supervisory signs on listed securities to warn investors to make
The Secretariat Office of the Teachers Council of Thailand, the Ministry of Education (MOE), the Securities and Exchange Commission (SEC), and Junior Achievement Thailand (JAT) have signed a Memorandum of Understanding (MOU) to promote academic cooperation for advancing financial literacy. Pol. Gen. Permpoon Chidchob, Minister of Education, presided over the signing ceremony. The MOU aims to enhance financial knowledge and foster the development of financial skills within the educational system....
On 15 June 2023, the SEC took part in the MMoU/EMMoU Monitoring Group meeting, in which IOSCO members’ information sharing and assistance under the MMoU/EMMoU framework was reported, and made an announcement that the IOSCO, having considered that the Thai SEC has in place international standards of information sharing and exchange mechanism in line with the IOSCO benchmarks, had approved for the Thai SEC to become a signatory to the EMMoU.The IOSCO EMMoU, built upon the IOSCO MMoU introduced in...
Bangkok, 9 October 2017 ? The SEC and the Legal Execution Department (LED) have signed two memoranda of agreement (MOA) for mutual cooperation and information sharing, at the SEC Building today.The first MOA is for cooperation in monitoring and oversight of fund mobilizing companies or capital market business operators, entering the rehabilitation process or involved in a bankruptcy case pursuant to the Bankruptcy Act B.E. 2483 (1940). The second MOA is for cooperation in establishing an enterpr...
Bangkok, June 12, 2012 - The SEC today signed a Memorandum of Understanding (MOU) with the Financial Services Commission (FSC), the capital market regulator of the Republic of Korea (South Korea), to enhance cooperation in information sharing and expand opportunities for cross-border capital market activities.The MOU aims to strengthen relationship and promote collaboration between the two organizations in exchanging news and information on capital market supervision and development, and renderi...
Bangkok, October 1, 2012 ? The SEC signed a Memorandum of Understanding (MOU) with the Office of Auditor General of Thailand (OAG) on September 27 to enhance audit quality of state owned enterprises (SOE) listed on the Stock Exchange of Thailand (SET) in compliance with international audit standards which have become effective this year. This collaboration is supported by the World Bank who renders technical assistance to the SEC under the First Initiative Project, Thailand: Enhancing SEC Asses...
Bangkok, January 6, 2015 - The Securities and Exchange Commission, Thailand (SEC) and the National Institute of Development Administration (NIDA) signed a memorandum of understanding (MOU) to form ?Academic Alliance? project to develop knowledge management for public and private sectors as well as economic, social and capital market development. The project aims at creating quality graduates through a variety of academic projects. Vorapol Socatiyanurak, SEC Secretary-General said, "This MOU sign...
Mrs. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), Ms. Jomkwan Kongsakul and Mr. Anek Yooyuen, Deputy Secretaries-General, together with SEC executives and staff, offered a flower vase in front of the Royal Image of Her Royal Highness Princess Chulabhorn Krom Phra Srisavangavadhana. The group also signed books of well-wishes for Her Royal Highness Princess Chulabhorn's speedy recovery and good health. The event took place on 9 October 2024, at...
The Securities and Exchange Commission (SEC), represented by Mr. Anek Yooyuen, Deputy Secretary-General, signed a Memorandum of Understanding (MOU) with 11 organizations to develop and disseminate public awareness media under the “Digital Vaccine” project. The initiative involves collaboration with representatives from the Ministry of Digital Economy and Society (MDES), the Royal Thai Police, the Department of Special Investigation (DSI), the Government Public Relations Department, the Bank of T...
The MOU with the AMLO aims to enhance collaboration for the benefit of preventing and suppressing money laundering with a focus on mutual sharing of information and agency-specific expertise. This joint effort would help to increase enforcement efficiency and prevent the use of business operators under the SEC supervision as a channel for money laundering or facilitating terrorism. This by extension would create credibility and confidence in the operation of business operators as well as the exe...