firms and the audit work quality of listed companies.Senior Assistant Secretary-General Prakid Punyashthiti said: ?The overall results of the second-cycle inspection show continued improvement in the work
Facebook page "ROZ show" impersonates "Pluk Phak Praw Rak Mae Plc." : Unlicensed securities and derivatives business (Disclosure Date : 13/03/2025)
Facebook อ้างชื่อ ROZ show - ยังไม่ได้รับใบอนุญาตธุรกิจหลักทรัพย์/สัญญาซื้อขายล่วงหน้า (วันที่เปิดเผยข้อมูล : 13/03/2568)
Following the tips from various sources to SEC, there are solicitations via social media platforms regarding investment in digital assets in addition with claims of several exchange services for trading those digital assets with other cryptocurrency such as Bitcoins and Ethereums, on the following websites: (1) https://payniex.com/(2) https://www.misterchanger.com/(3) http://www.thaiexchanger.com/(4) https://www.egtexchange.com(5) ...
Bangkok, May 15, 2015 ?The SEC is seeking public comment on revisions of rules for securities and derivatives business operators in the areas of fiduciary duties, organization structure, operating system and personnel. The proposed revision is to introduce a compilation of rules, at present, stipulated in a number of regulations; for instance, rules and conditions concerning business undertaking and operating system with a view to applying the same and consistent standards to all types of busine...
Based on information provided by a whistleblower and the SEC’s further investigation, it has been revealed that Morakot has displayed behaviors indicative of conducting securities business in the capacities of an investment consultant and private fund manager without obtaining the necessary license. In this context, he sought public engagement regarding the value of securities and the suitability of investments associated with securities, as well as the management of individuals' investme...
Facebook page "Organic vegetable garden operator." impersonates "Pluk Phak Praw Rak Mae Plc." : Unlicensed securities and derivatives business (Disclosure Date : 04/02/2025)
Application "Crypto.com | Defi Wallet" or https://xau.mariarise.pro (impersonates "Crypto.com", a foreign business operator) : Unlicensed digital asset business (Disclosure Date : 09/11/2024)
zipmeix.com Website : www.zipmeix.com (assuming the appearance of licensed business operator by using the name of ZIPMEX COMPANY LIMITED.) : Unlicensed digital asset business (Disclosure Date : 11/04