Complex Type 2 Investment Consultant

Regarding the case of More Return Public Company Limited (MORE) share price and/or volume manipulation during July-November 2022, in which the SEC had continuously endeavored to bring all of the

Bangkok, July 21, 2014 ? The SEC announced the results of the 3rd Mekong Capital Markets Cooperation (MCMC) meeting in Pattaya City that all 5 member countries agreed on mutual benefits of this

Bangkok, October 15, 2014 ? The SEC supported Thaipat Institute in announcement on progress level assessment of Thai listed companies? anti-corruption (anti-corruption progress indicator). The

April 26, 2012.In addition, the SEC requires PAF to report through the SET ' s electronic system within April 26, 2012 the progress following the board of directors ' resolution on November 10, 2011

Bangkok, February 4, 2016 ? In the continued support to Thaipat Institute?s assessment of Thai listed companies based on the 2015 Anti-corruption Progress Indicators, the SEC has marked an overall

sandbox is one of the policies in alignment with the 3rd Capital Market Development Plan (2017-2021), featuring Distributed Ledger Technology (DLT) initiated by the SEC. It is expected to enhance

In November 2019, SEC engaged the Thailand Development Research Institute (TDRI) to conduct a study on laws pertaining to the supervision of audit firms and auditors in foreign capital markets for

Investigation (DSI), the Ministry of Justice, to discuss situations in the stock exchange and update progress on the measures for building trust and confidence in the capital market, especially regarding strict

prospectus or by contacting the AMC managing their LTF**. The offering period for Thai ESGX, as well as the transfer window for LTF units, will run for two months, from May to June 2025 in accordance with the