Complex Type 1 Investment Consultant
Bangkok , June 21, 2011 - The SEC has put Weerawat Sriwattana on probation for non- compliance with standards of conduct as a financial advisor supervisor for a company filing for the SEC?s approval
Bangkok, May 13, 2011 ? The SEC has put Akekajak Buahapakdee, a financial advisor supervisor of Capital Nomura Securities Plc., on probation for breaching his duties as financial advisor for initial
Bangkok, March 2, 2015 The SEC suspended {X1} Company and its financial advisor supervisor, {A}, for deficiency performance in case of a company filing an application, registration statement and
Bangkok, July 4, 2016 - The SEC has suspended the approval of {X1} Securities (Thailand) Co., Ltd. as financial advisor and the approval of {A} as the company's supervisor of financial advisory
Bangkok, March 18, 2015 ? The SEC revoked the approval of a financial advisor supervisor, namely {A} of KPMG Phoomchai Business Advisory Ltd., for willfully imparting false statement and concealing
ชื่อผู้ได้มา/จำหน่าย :?SHINE WEALTH HOLDINGS LIMITED | ประเภทหลักทรัพย์ : หุ้น | วันที่มีหน้าที่ : 02/02/2558
ชื่อผู้ได้มา/จำหน่าย :?SHINE WEALTH HOLDINGS LIMITED | ประเภทหลักทรัพย์ : หุ้น | วันที่มีหน้าที่ : 08/10/2561
offenders, comprising (1) Shine Bunnag, (2) Pataman Buranasin, (3) Supichaya Chaimueanvong, (4) Watanya Wongopasi, (5) Montika Khunhon, (6) Apinunthakan Pongsathabordee, (7) Meesak Makbumroong, (8) Siriya
) Shine Bunnag, (2) Sorasak Vongchinsrisakul, (3) Maliwan Vongchinsri, (4) Watanya Wongopasi, (5) Supichaya Chaimueanvong, (6) Pannatad Klomsamorn, (7) Phawit Natapintu, (8) Sarun Songchotikulpun, (9