securities public offering (PO). The revised rules require the issuers of non-listed company not have any records of severe misconducts for a certain period prior to securities offering submissions. For

inquiries please contact Tel. +66 1207 or e-mail: info@sec.or.th หรือไปยังหน้าเว็บของสำนักงาน ก.ล.ต. ด้านล่าง SEC Website Facebook sec.or.th ติดต่อเรา Contact Us ยื่นแบบรายงาน ยื่นคำขอ

money laundering, etc. Moreover, the issuer must not violate or fail to comply with the law, which may cause severe and significant effects on the issuer’s business; (2) Empowering the SEC to lay out

urges the private sector to exercise caution and refrain from using response letters in such manner.In any case, the SEC’s response letters to inquiries may contain facts that have changed or are specific

severe and significant effects on the issuer’s business;   (2) Empower the SEC to lay out guidelines in detail regarding the consideration of cases involving severe legal violation or causing severe and

’ inquiries on the matter, as well as to communicate the facts clearly to their customers.In this regard, investors are advised to follow updates and information via the SEC’s website and Facebook page, as well

such transfer. Their actions were deemed imprudent and careless fund management in contrary to professional codes of conduct, causing severe damage to the fund assets. On December 29, 2011, the asset

(SETLink) to keep investors updated.  Listed companies can submit a request for a deadline extension via email: corporat@sec.or.th or fundraisingpolicy@sec.or.th. For inquiries, please call Tel: 0-2033-9608

inquiries, please contact the Human Resources Department at Tel: 0-2263-6173 during office hours: 8.30 ? 16.30 hours or email: poomtham@sec.or.th. Application deadline is 20 February 2018

shareholders’ inquiries with the company.