The prevention and management of conflicts of interests in investment management businesses are one of SEC’s important strategies because the business structure in Thailand is financial conglomeration, which is hard to avoid making transaction with relevant parties such as, the sales of securities via affiliated securities companies and any instruments issued or distributed by commercial banks as parent companies.Therefore, SEC has revised such regulations and guidelines for the investment...
The prevention and management of conflicts of interests in investment management businesses is one of SEC’s important strategies because business structure in Thailand is characteristic of financial business operation, which is hard to avoid making transaction with relevant people such as, the sales of securities via affiliated securities companies and any instruments issued or on sale by commercial banks as parent companies.Therefore, SEC has revised such regulations and guidelines for...
Earlier, the SEC conducted a public hearing on proposed principles and amendments regarding the exemption of the digital asset fund manager license for SCs and AMCs managing MF and PF investments in
. Suphan Sethapanich from as acting as personnel in the capital market business and performing duties as the managing director and the chairman of the Investment Committee for a period of three years and
Rules on Managing Derivatives Investment by Registered Derivatives Investment Management Company
Thailand Dear Sirs, Finansia Syrus Securities Public Company would like to disclose the reviewed separated and consolidated financial statements for the six-month period ended June 30, 2020. The consolidated
Thailand Dear Sirs, Finansia Syrus Securities Public Company would like to disclose the reviewed separated and consolidated financial statements for the three-month period ended March 31, 2020. The
Dear Sirs, Finansia Syrus Securities Public Company would like to disclose the audited separated and consolidated financial statements for the year ended December 31, 2019. The consolidated statement
73 1 / 4 Pef. MD 066/2019 8th November 2019. Subj Management Discussion and Analysis (MD&A) Q3/2019 Dear Managing Director of Stock Exchange of Thailand We, Patum Rice Mill and Granary Public Company