SEC has amended the procedure to make it easier for asset management companies to seek a unitholders’ resolution to revise or modify a mutual fund project and its management procedure by
been a change in the necessary circumstances as provided in the first paragraph, the Minister upon the recommendation of the SEC may modify or change the conditions already specified.
. 41/2555 Re: Rules, Conditions and Procedures for Trading of Units of Foreign Collective Investment Scheme to Institutional or High Net Worth Investor By virtue of Section 16/6 and Section 113 of the
ดุลพินิจของผู้ประกอบธุรกิจ ความเห็นของส านักงาน การพิจารณาฐานะการเงินของผู้ลงทุน high net worth หรือ ultra high net worth สามารถใช้วิธี self-declare ได้ แต่ก็ไม่ได้ปิดกั้นการขอเอกสารเพิ่มเติมจากลูกค้า และให้
เป็นต้น) (2) ผู้ลงทุน high net worth ซึ่งต้องมีฐานะทางการเงินและประสบการณ์ การลงทุนเป็นไปตามเกณฑ์ที่ก าหนด และ (3) บุคคลธรรมดาหรือนิติบุคคลที่มีเงินลงทุนขั้นต่ าในคร้ังแรก (initial minimum subscription) ไม่
E_1 Legal_FA_2015_12_29-c A WWCCoorrppLL44..11hhiigg A Executive Summary 1 Management Discussion and Analysis For the Year Ended December 31, 2017 In 2017, Thai economic growth gained traction, buoyed by strong recoveries in tourism and exports. This growth momentum is expected to carry on into 2018, especially amid a brighter outlook in public and private investment. Nonetheless, the business sector remained challenged by new modes of competition in a broader marketplace amid the advancing digi...
institution, the securities company may comply with the policy of security of the information technology of such financial institution. [M] · Reviewing and modify updatable by having a risk assessment once a
financial institution, the securities company may comply with the policy of security of the information technology of such financial institution. [M] o Reviewing and modify updatable by having a risk
E_1 Legal_FA_2015_12_29-c A WCorpL4.1hig A Executive Summary of Management Discussion and Analysis 1 For the Year Ending December 31, 2018 In 2018, the overall Thai economy maintained its growth due largely to healthier growth of exports and tourism, especially in the first half of the year. Meanwhile, the government continued to implement measures to promote and strengthen the domestic economy through support of investment and private spending as well as bolstering opportunities for other econo...