Bangkok, Jan 6, 2011 ? The SEC Board Meeting No. 1/2011 today passed a resolution approving in principle the setup of carbon credit fund ? a target innovation under the Capital Market Development
Bangkok, February 13, 2012 ? The SEC is seeking public comments on draft revisions to the regulations governing approval for valuation companies and principal valuers for public purposes associated
suitability test. Due to their high level of sophistication, the institutional clients are considered capable of doing self-assessment; however, they may wish to opt in the coverage of suitability test in order
Bangkok, October 11, 2010 ? The SEC Board Meeting No. 13/2010 held this month has passed a resolution approving in principle the setup of real estate investment trust (REIT) as an alternative
sending in line application. The banking and financial sector will be affected directly. Self-adjustment must be made and new forms of business must be found to cope with this likely trend as it could
As a result of the current situation, business operators have to self-adjust in response to technological disruption, the changing environment, and investors’ changing behaviors in order to
from self-regulatory system under professional body to more stringent regulatory system under independent regulatory body. Inevitably, supervision on auditor in Thai capital market must be developed in
of providing a self-service platform for customers through the use of communication equipments or computer while the office of securities company is closed , such securities company shall open 24 hours
business; an increased credit with finance institutions to facilitate the company’s expansion; together with the company’s setup of allowance for doubtful accounts and loss from investments that increased
to achieve UN Sustainable Development Goals (SDGs).3. One ESG: SEC and SET will jointly setup the steering committee to drive the roadmap of environment, social and governance development for the