Bangkok, February 13, 2012 ? The SEC is seeking public comments on draft revisions to the regulations governing approval for valuation companies and principal valuers for public purposes associated
suitability test. Due to their high level of sophistication, the institutional clients are considered capable of doing self-assessment; however, they may wish to opt in the coverage of suitability test in order
sending in line application. The banking and financial sector will be affected directly. Self-adjustment must be made and new forms of business must be found to cope with this likely trend as it could
As a result of the current situation, business operators have to self-adjust in response to technological disruption, the changing environment, and investors’ changing behaviors in order to
from self-regulatory system under professional body to more stringent regulatory system under independent regulatory body. Inevitably, supervision on auditor in Thai capital market must be developed in
of providing a self-service platform for customers through the use of communication equipments or computer while the office of securities company is closed , such securities company shall open 24 hours
company. - Review the company’s compliance with private sector’s anti-corruption and certification programmes, including the Collective Action Coalition Against Corruption’s Self-Evaluation Tool. - Issue an
Companies Association (TLCA), expressed the opinion: “The TLCA is of the view that the governing regulations on supervision of listed companies are appropriate, with which most of listed companies have
Rule Book for Asset Management ค้นหากฎหมาย/ กฎเกณฑ์ Public Hearing Rule Book for Asset Management ค้นหากฎหมาย/ กฎเกณฑ์ Public Hearing ข่าว/ข้อมูลตลาดทุน ข่าว ก.ล.ต. ข่าว สรุปข้อมูลประจำสัปดาห์ รายงาน