SEC has amended the procedure to make it easier for asset management companies to seek a unitholders’ resolution to revise or modify a mutual fund project and its management procedure by
Bangkok, 12 February 2024 – The Securities and Exchange Commission (SEC), in collaboration with the Thai Bond Market Association (ThaiBMA), has developed a standardized sample of a bondholders’ representative appointment agreement. This initiative aims to facilitate and reduce costs associated with appointing a bondholders’ representative for bond issuers according to standardized procedures. Furthermore, it seeks to enhance the efficiency of bondholders’ representatives in fulfilling thei...
been a change in the necessary circumstances as provided in the first paragraph, the Minister upon the recommendation of the SEC may modify or change the conditions already specified.
UREKA will hold the annual general shareholders’ meeting on 30 April 2020 to seek approval for the investment of its subsidiary Ureka UU Co., Ltd. (UU) in two water supply projects to produce and
referred to the SEC have been under investigation so that the SEC cannot disclose any details thereof. In practice, if unable to seek sufficient evidence in certain circumstances, the SEC will seek
able to seek approval of bond investment consultant if passing examination on relevant regulations. Furthermore, the persons who seek to apply for or renew the approval of investment consultants are
power project at the upcoming Extraordinary General Meeting of Shareholders on August 19, 2015. The GUNKUL Board of Directors has resolved for the company to seek the shareholders? approval on four asset
, Japan on regulatory frameworks and seek cross-border business opportunity between the two capital markets. Apart from the FSA, Japan and the SEC exchange of Letters for Cooperation, on the private sector
rules and not seek trading advantage through possession of price sensitive information. Where appropriate and feasible, they may consider formally becoming insiders in order to support a process of https