Essentially, the draft proposal aims to allow three more types of businesses to participate in the Regulatory Sandbox to support more efficient provision of capital market services, namely: (1) securities brokerage, securities dealing, securities underwriting, mutual fund management and securities borrowing and lending (SBL) (currently only investment advisory and private fund management businesses are eligible for the program), (2) derivatives clearing house business, and (3) the securit...
SEC Assistant Secretary-General Kumpol Sontanarat said that SEC has recently provided additional service for the capital market. The open data database contain 10-year historical records of fund raising activities both in equity and debt securities including the details of the fund mobilizers by industry, companies and individual instruments.SEC has been continuously developing the open data service in many forms which can be accessed via SEC website. The data can be downloaded through SEC...
In this regard, the Securities and Exchange Commission (SEC) is amending the relevant regulations to support the aforementioned tax benefit measures. These amendments broaden the investment scope of
for three more years (2024-2026), and to expand the fee deduction scope to include consulting expenses for the preparation of carbon footprint disclosure. In this regard, the deductible amount would
-determined investment scope, and receiving more protection from better quality standard services.The proposed rules are expected to take effect in early 2017. The consultation paper is available at
, EU-Asia Pacific Regulatory Forum, SFC Regional Securities Regulatory Leadership Symposium and ASIFMA Gala Dinner. At the meetings, senior securities regulators and top executives from private sector
Regulatory Forum, SFC Regional Securities Regulatory Leadership Symposium และ ASIFMA Gala Dinner โดยมีผู้บริหารระดับสูงของหน่วยงานกำกับดูแลและผู้นำจากภาคธุรกิจ ร่วมหารือประเด็นสำคัญและแลกเปลี่ยนประสบการณ์ในการ
standards, and designed to attain four regulatory objectives, which are fairness, compliance with laws and ethics, responsibility, and transparency. At the ASIFMA Gala Dinner held before the ASIFMA Annual