Bangkok, April 11, 2013 - The SEC found that {A}, a former capital market investment consultant of Globex Securities Co. Ltd., obtained authorization to make decisions on behalf of her client and concealed important information which may have caused misunderstanding or distorting of the facts. As a result, the SEC will not consider her renewal application for nine months.From a client complaint of Globex Securities Co., Ltd., the SEC found from the investigation that {A}, a former capital market...
Facebook Page ชื่อ Fund shares : Unlicensed securities and derivatives business (Disclosure Date : 06/12/2023)
: 9/12/2562 คำถาม : บริษัทหลักทรัพย์จะพาลูกค้าไปลงทุนใน fractional shares ซึ่งเป็นหุ้นในต่างประเทศที่ถูกแบ่งเป็นหน่วยย่อย เช่น 0.1
Microsoft Word - form246-2_24 Nov 2020_PP Ordinary Shares)_PP 1 Report of the Acquisition or Disposition of Securities (Form 246-2) 1. The business’ name: T.KRUNGTHAI INDUSTRIES PUBLIC CO.,LTD
Facebook Page อ้างชื่อ Buy-sell BH shares : Unlicensed securities and derivatives business (Disclosure Date : 02/02/2024)
Facebook Page อ้างชื่อ HSH shares : Unlicensed securities and derivatives business (Disclosure Date : 08/02/2024)
Facebook Page ชื่อ Start trading CH shares : Unlicensed securities and derivatives business (Disclosure Date : 20/02/2024)
during the period of 90 days prior to the submission date of the tender offer.Earlier, the offerors had acquired EARTH shares by swapping shares of Energy Perfect Co., Ltd. (EPCL). Thus, under the takeover