Shareholders Meeting (AGM) Assessment with very high average score at 91.04 out of 100.? Most companies assessed with the scores higher than those of last year, reflecting continual corporate governance
Bangkok, April 11, 2013 - The SEC found that {A}, a former capital market investment consultant of Globex Securities Co. Ltd., obtained authorization to make decisions on behalf of her client and concealed important information which may have caused misunderstanding or distorting of the facts. As a result, the SEC will not consider her renewal application for nine months.From a client complaint of Globex Securities Co., Ltd., the SEC found from the investigation that {A}, a former capital market...
significant rise to the world’s 3rd highest rank with 86 scores, from No. 15 with 75 scores in the preceding year. Such development was a result of the improvement in the Ease of Shareholder Suits Index
Bangkok, September 10, 2014 - The SEC sanctioned five former capital market personnel of RHB OSK Securities (Thailand) Plc., where {A} was barred from holding any securities company management
violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*. Therefore, the SEC sanctioned Benjawan from her duty as the personnel in the capital market and
, on 30 July 2024, the SEC received the overall score of 90.08 from the NACC’s ITA for the fiscal year 2024, an improvement from the previous year’s assessment. The areas that received higher scores
highest average score in ASEAN for six consecutive years. The Awards are divided into three categories, namely: (1) ASEAN Asset Class PLCs Award for companies obtaining 97.50 scores or more, given to 42
of the 2025 ITA assessment. The meeting included a comprehensive analysis of scores and related issues, leading to the formulation of concrete measures for improvement. This meeting was held at the
of listed companies that have been evaluated by ESG ratings/scores providers other than SET (SET ESG ratings). This change aims to offer AMCs more diverse reference alternatives when making investment
category and item which all affect the scores. Therefore, it is gratifying that Thai listed companies are still able to maintain their leadership in the ASEAN region." said Mr. Prasan Chuaphanich