Bangkok, October 8, 2014 - The SEC imposed a three-month suspension on {A}, a securities investment consultant of Siam Commercial Bank PLC., for signing the buy/sell order form of investment units
Bangkok, February 20, 2015 - The SEC suspended {A}, a securities investment consultant of Siam Commercial Bank Plc. (SCB), for failure to provide complete information or advice. In this case, he
) Krung Thai Bank Public Company Limited: KTB*;(3) Kasikorn Bank Public Company Limited: KBANK;(4) Citibank, Bangkok Branch: Citibank*;(5) TMB Public Company Limited: TMB*; and (6) Siam Commercial Bank
Agency, Mr. Paiboon Nalinthrangkurn, Chairman of the Federation of Thai Capital Market Organizations, and Mr. Yunyong Thaicharoen, Ph.D., First Executive Vice President of Siam Commercial Bank PCL (SCB
9 MFC Thai Equity SSF MFC Asset Management 10 UOB Equity SSFX UOB Asset Management 11 SCB SET
join the efforts. So far, five companies have signed up, namely QTC Energy Public Company Limited, TMT Steel Public Company Limited, Thai Beverage Public Company Limited, Siam Commercial Bank Public
Economic and Social Development Council, (2) Ms. Jomkwan Kongsakul, SEC Assistant Secretary-General, (3) Dr. Arak Sutivong, President of Siam Commercial Bank, (4) Dr. Netithorn Mao Praditsarn, Executive
Following an inspection report from SCB, which is licensed to operate securities business as a Limited Broker Dealer and Underwriter (LBDU) of investment units, SEC conducted a further inquiry and
trading account to trade securities for her own personal gains and interfering with the client?s assets by withdrawing and tranfering securities from the client?s account. According to a referral from SCB
จำกัด (มหาชน) (SCB) ได้แจ้งสารสนเทศผ่านระบบข้อมูลของตลาดหลักทรัพย์แห่งประเทศไทย เมื่อวันที่ 2 พฤศจิกายน 2564 เวลา 18.53 น. ว่า บริษัทหลักทรัพย์ ไทยพาณิชย์ จำกัด จะเข้าทำสัญญาซื้อหุ้นร้อยละ 51 ของจำนวนหุ้น