Bangkok, May 13, 2011 ? The SEC has put Akekajak Buahapakdee, a financial advisor supervisor of Capital Nomura Securities Plc., on probation for breaching his duties as financial advisor for initial

ก.ล.ต. ได้รับเลือกเป็นตัวแทนจากหน่วยงานกำกับดูแลตลาดทุนในภูมิภาคเอเชีย-แปซิฟิก ให้เป็นกรรมการในคณะกรรมการองค์กร ก.ล.ต. นานาชาติ (Board of International Organization of Securities Commissions: IOSCO

Bangkok, 17 January 2023 – The Securities and Exchange Commission (SEC) has issued regulations requiring digital asset business operators that provide custody of clients’ digital assets to establish

issues such regulations with approval from the SEC.______________________Remarks:   *  Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 7/2562

investors and have their securities listed on the Stock Exchange of Thailand (SET), while growing sustainably in accordance with good corporate governance. In addition, both parties cooperated to build a

The Securities and Exchange Commission (SEC) organized a seminar to announce the SEC Strategic Plan for the years 2024-2026. Prime Minister and Minister of Finance, Mr. Srettha Thavisin, presided

Earlier, by virtue of Section 267 of the Securities and Exchange Act of 1992, the SEC, with the approval of the SEC Board, ordered an attachment of assets of 10 entities who were imposed with the

the development and enhancement of fundraising regulations, emphasizing the mutual assistance in screening companies offering securities for sale to the public and applying for listing on the stock

CMO Public Company Limited, the issuer of CMO23NA bond, will convene the bondholders’ electronic meeting No. 1/2566 on 25 October 2023 at 14.00 hours. Asia Plus Securities Company Limited serves

permitting and participating in the preparation of the incorrect and inaccurate accounts in the company?s financial statements to deceive any persons in violation of Section 312 of the Securities and Exchange