supporting documents via electronic system (OFAM) without the requirement for hardcopy submission to SEC; (5) Improving guidelines for supervising compliance of securities brokers and dealers of non
, Secretary-General of Lao Securities Commission Office (LSCO) พร้อมด้วยคณะผู้บริหาร LSCO อย่างเป็นทางการ เพื่อสานสัมพันธ์ แลกเปลี่ยนความคิดเห็นและประสบการณ์ที่เป็นประโยชน์ต่อการพัฒนาตลาดทุนของทั้งสองประเทศ
securities, namely green bond, social bond and sustainability bond. Issuers of such bonds are entitled for the fee exemption from 17 May 2019 to 31 May 2020. This relaxation of the filing rules aims to
the IOSCO within 7 June 2019. The discussion between the IOSCO and the SEC took place at Hilton Hotel in Sydney, Australia during the IOSCO Annual Conference, hosted by the Australian Securities
Prospectus was also signed by Malaysia, Singapore and Thailand to cover issuances of plain debt securities under a debt issuance programme. This is an extension of the existing streamlined review process
supervision of corporate finance, corporate governance, market and securities businesses.Mrs. Supantanet, who was appointed Assistant Secretary-General in 2016, oversees the line of work related to fund
deceiving investors and creditors into believing that that EARTH’s debt was greater than its assets, which constituted an offense under Section 312 of the Securities and Exchange Act B.E. 2535 (1992), The
. Suphanan from his positions as director and executive of IFEC and barred him from serving as a director or executive in the securities issuing company and another listed company (if any) for two years
increase as agreed, which might lead to the company’s business downsizing or termination, the Securities and Exchange Commission (SEC) has, on the same day, notified Zipmex, in writing, to provide
The Securities and Exchange Commission (SEC), represented by Mr. Thawatchai Pittayasophon, Deputy Secretary-General, and Mrs. Pattanaporn Tripipat, Assistant Secretary-General, extended the SEC