investigation. Any act liable to be an offense under the Securities and Exchange Act B.E. 2535 (1992), the Derivatives Act. B.E. 2546 (2003), or the Emergency Decree on Digital Asset Businesses B.E. 2561 (2018
debentures. For newly established businesses with potential, venture capital will also be available.The idea has been well-received by Investment Banking Club, Association of Securities Companies, as they see
instrument and mutual fund. In addition, starting from July 1, 2012, the SEC will require person with duty to solicit and give advice on securities or derivatives to institutional investor be approved by the
Securities and Exchange Act 1992 (SEA). Under the SEA, other than shareholders? approval, ADAM board of directors has the duty to comply with the Act which prescribes that acquisition or disposal of
trading values and volumes to be inconsistency with normal market condition to mislead and lure the general public into such trading and were therefore in violation of Section 243(2) of the Securities and
and Development Department and Securities Regulation Department3. Deputy Secretary-General Tipsuda Thavaramara runs Policy Division and Fund Raising Division. 3.1 Policy Division
failure to comply with the SEC?s order, the company and its responsible management are liable to violation of Section 58 (3) of the Securities and Exchange Act B.E. 2535 (1992) with penalties under Section
Bangkok, December 15, 2008 ? Thailand Securities Financing Co. Ltd. (TSFC) was earlier ordered by the SEC?s Capital Market Supervisory Board (CMSB) to have a capital injection in the amount of not
Bangkok, January 16, 2009 ? The Capital Market Supervisory Board (CMSB) resolved to extend the due date for TSFC Securities Co., Ltd. (TSFC)?s filing of petition for consent to undergoing