securities products to the public without official permission from SEC. Investors are warned not to believe the advertised projects when approached to enter into investment contracts with Ronghui in the

SEC has revised regulations regarding outsourcing, to provide more opportunities for business operators, such as, securities business providers, asset management companies, and derivatives business

Bangkok, October 31, 2012 - The SEC is seeking public comment on regulation on outsourcing in securities and derivatives businesses. The proposed regulation aims to standardize the supervision on

Bangkok, October 6, 2014 ? The SEC revoked approval of  2 securities investment consultants for ten years; Thanjira Phonwattanakul (formerly named Natthareeya Kulpakawa), a consultant of Tisco Asset

balance between supervision on securities offering and investor protection.SEC Secretary-General Vorapol Socatiyanurak revealed that the Capital Market Supervisory Board recently approved relaxation of

Bangkok, October 8, 2008 ? ?ASEAN member countries have agreed on the adoption of common disclosure rules for cross-border securities offerings called ASEAN and Plus Standards Scheme, a significant

Bangkok, June 23, 2011 - The SEC revokes its approval of Chalerm Suakamram, an investor contact and a branch manager of Siam City Securities Co., Ltd., and bans him from performing duty as an

Securities Commission Malaysia – WFE Dialogue ซึ่งจัดโดย Securities Commission Malaysia โดยรองเลขาธิการ ก.ล.ต. ได้แลกเปลี่ยนความคิดเห็นเกี่ยวกับการนำเทคโนโลยีใหม่ ๆ มาใช้เพื่อเพิ่มความโปร่งใสและศักยภาพของตลาด

The SEC imposed disciplinary penalty on Mr. Chanchai Kultavarakorn, a former executive of a securities company, for not rectifying company operating system as ordered by the SEC and not providing the

This is in connection with the Del Monte Fresh Produce (Thailand) Inc. (DMF)?s tender offer to purchase all securities of Siam Agro-Industry Pineapple & Others PLC (SAICO) with the offered price at 1