ตามที่กรมสอบสวนคดีพิเศษ (DSI) ได้แถลงข่าวว่า DSI จะทำการกล่าวโทษดำเนินคดีกรณี บมจ. เอสซี แอสเสท ("SC") และมีผู้ไม่เข้าใจว่า เหตุใด ก.ล.ต. จึงมิได้เป็นผู้กล่าวโทษเองดังเช่นกรณีอื่นๆ ในอดีต นั้น
Bangkok, October 20, 2008 ? The SEC Office sent a written request for relevant information on the SC Asset Corporation Plc. (SC) case to the Office of the Attorney-General after the public
appropriateness; (2) Adjusting the haircut rates for certain types of securities concerning position risk*** and specifying appropriate haircut rates for position risk of stocks traded on LiVE Exchange and
SEC has received a tip from an investor that a Facebook account named “Japhoon” (meaning Catching Stocks) may operate business without obtaining a license from SEC. After further investigation of
Bangkok, September 30, 2008 ? The SEC has sent a circular to all securities companies calling for their cooperation in disclosing material information in their securities research including (1) the
Bangkok, October 17, 2006 ? The followings are the resolutions of the SEC Board Meeting No. 11/2549 held on October 13, 2006: 1. Amendments to domestic sale of debt securities offered by foreign
The rules on margin lending (margin account) which have been in effect since 1997 permit SC to lend money to its customer only for the purpose of purchasing listed securities on a condition that
and listing of foreign securities ? To increase product variety and investment alternatives for local investors as well as promote the Thai capital market?s role in the region, the SEC Board approved in
Bangkok, August 27, 2008 ? The SEC provided practical guidelines for listed companies? reporting responsibility with regard to securities acquisition/disposition which aggregately reaches or passes