Bangkok, 13 November 2017 ? In response to the Ministry of Finance's request, the SEC is conducting another public hearing on the draft amendment to the Securities and Exchange Act B.E. 2535 (1992

Following an inspection report from Bank of Ayudhya, a limited broker dealer and underwriter (LBDU) licensee, and SEC’s further investigation, it was found that Vanatsavadee, securities investment

regulations governing primary listing of Thai companies on HKEX. Therefore, any Thai company wishing to have its securities listed on HKEX must meet all requirements with an emphasis on investor protection

Today, development of technology is rapid and continuous. It disrupts development of services in the capital market. However, SEC views that many provisions in the Securities and Exchange Act B.E

amendment of the Securities and Exchange Act which aims to raise the standard of mutual fund management in Thailand and offers investors for more protection. The amendment of the act has been passed by the

Thailand will be, among other things, as follows:(1) it will be a juristic person under the Securities and Exchange Act; (2) its objectives will encompass promoting and supporting the development of the

regarding securities trading. The case was subject to a civil sanction, was filed with the Civil Court, and was the first legal case adjudged by the Court’s final decision. The whole process, from the

Complex Instruments Type 2 is allowed to give advice to investors about capital market products with non-complex features and investment units or debt securities with high risks or complexity, e.g

(Securities and Exchange Commission of Cambodia : SECC) ร่วมกล่าวเปิดงานสัมมนาออนไลน์ ในหัวข้อ “The implementation of Risk-based Approach Compliance Review Methodology for Financial Reporting of Listed

related policies or guidelines in accordance with the Notification of the Securities and Exchange Commission concerning Rules in Detail on Establishment of Information Technology System as well as the