deceiving investors and creditors into believing that that EARTH’s debt was greater than its assets, which constituted an offense under Section 312 of the Securities and Exchange Act B.E. 2535 (1992),  The

. Suphanan from his positions as director and executive of IFEC and  barred him from serving as a director or executive in the securities issuing company and another listed company (if any) for two years

increase as agreed, which might lead to the company’s business downsizing or termination, the Securities and Exchange Commission (SEC) has, on the same day, notified Zipmex, in writing, to provide

The Securities and Exchange Commission (SEC), represented by Mr. Thawatchai Pittayasophon, Deputy Secretary-General, and Mrs. Pattanaporn Tripipat, Assistant Secretary-General, extended the SEC

The Securities and Exchange Commission (SEC), led by Ms. Archinee Pattamasukhon, SEC Assistant Secretary-General, participated in a press conference on “Warning of Online Investment Scams,” hosted

สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วมกับ Securities and Futures Commission (SFC) ฮ่องกง จัดงาน Industry briefing โครงการจัดการลงทุนระหว่างเขตบริหารพิเศษฮ่องกงแห่งสาธารณรัฐ

Bangkok, June 21, 2016 ? The SEC is seeking public comments on a proposed revision to the annual fee rates of intermediaries in the categories of securities business, derivatives agent, asset

marketing director of Country Group Securities Public Company Limited and approved securities investment consultant ? together with Promakran, Kodchaphon, Chukiat and Prabpol ? agreed or conspired with the

dishonest acts against clients? assets, using clients? trading accounts to seek their own personal gains and acting beyond their scope of duties.Veerachai and Jakkrit worked at Capital Nomura Securities

Bangkok, August 31, 2016 ? The SEC is seeking public comments on the proposed revision to the rules governing determination of licensing fees imposed on securities and derivatives business operators