to: 1. Sustainable finance, presented by the Securities and Futures Commission, Hong Kong (SFC Hong Kong). The SEC Secretary-General supports the proposal of SFC Hong Kong in the development of
SEC Secretary-General Ruenvadee Suwanmongkol has announced that the SEC Board, at its monthly meeting held on 11th December, approved the granting of securities depository center regulatory
, Analytics, and Directory Solutions, Bloomberg L.P. (ผู้ดำเนินรายการ)2. Mr. Grant Vingoe, CEO, Ontario Securities Commission3. นางสาวจอมขวัญ คงสกุล รองเลขาธิการ ก.ล.ต.4. Mr. Shri K. Rajaraman, Chairperson
อนงค์ บุษราตระกูล เลขาธิการ ก.ล.ต.3. Mr. Lyndon Chao, Managing Director, Head of Equities & Post Trade, Asia Securities Industry & Financial Markets Association (ASIFMA)4. นายศรพล ตุลยะเสถียร รองผู้จัดการ
with irregularity in price of securities in which mutual funds invest. AIMC will later announce the reviewed guideline for NAV calculation, affirmed Mr. Vorapol.
Bangkok, December 4, 2012 - The SEC suspended {A} of Finansia Syrus Securities PLC for four months and 15 days; and also suspended {B} of Hua Seng Heng Gold Futures Co., Ltd. for three months
derivatives market and Yuan investment in the Thai capital market as well as encouraging securities companies to establish commercial presence in the other jurisdiction were also discussed in the meeting. Thai
Bangkok, September 10, 2013 ? The Securities and Exchange Commission (SEC) and the Association of Investment Management Companies (AIMC) agree on introducing investment risk management guideline and
their trading accounts and facilitating financial transactions via the accounts.{A}'s action was in violation of Section 241 of the Securities and Exchange Act B.E. 2535 (1992) (SEA); while {B} and {C}'s
Securities and Exchange Act. On 16 October 2017, the SEC filed a criminal complaint against the GL management with the Department of Special Investigation (DSI) on account of concealed transactions