personal benefits from the margins of the offer prices. According to the findings of the SEC investigative team, 10 of the 11 investment consultants solicited several clients to invest in IPO shares to
Type of securities : Common share | Effective Date : 08/06/2021 | Close Selling Date : 11/06/2021
Bangkok, 20 October 2016 - The SEC has suspended the approval as capital market investment consultant of {A} for 18 months for seeking benefits and making investment decisions for clients. She
seeking unfair benefits from investor by taking advantage of her duty performance. In addition, during May 2018, {A} failed to execute the client’s order to buy shares of a company and did not inform the
Maybank Kim Eng Securities (Thailand) PLC, Chonburi branch, for trading securities through clients' accounts for their own benefits and using non-financial institution loans. The SEC also suspended {E
(ก.ล.ต.) และสมาคมบริษัทจดทะเบียนไทย ณ โรงแรมคราวน์พลาซ่า กรุงเทพฯ ลุมพินี พาร์ค โดยมีผู้เข้าร่วมโครงการจากบริษัทจดทะเบียน 30 แห่งการประชุมเชิงปฏิบัติการนี้ เป็นส่วนหนึ่งของโครงการ WE RISE Together ที่
or a 5% rise over previous quarter, as employer realizes the benefits that its employees will receive from diversifying investment policies. ?Provident funds with employee?s choice continually gain
continuous growth. As of Q2/2011, net asset value was at B595,228 million (a 3.8% rise over year-end 2010), having 10,806 employers setting up the funds (a 8.3% rise over year-end 2010) with a total of 2.2
for everyone, including women. Angela Macdonald, Australian Ambassador to Thailand, said: “Gender equality benefits everyone. We know communities, countries and our region are better off when women