an academic study on the incident to present the paper and discuss with the SEC staff, said SEC Secretary-General Vorapol Socatiyanurak. ?Investor protection has always been the SEC?s top priority. To
. The comments will be used by TDRI in preparing the proposal for revision of oversight of auditors and audit firms in the capital market. The study and the proposal on that matter are expected to be
Financial Statement (revision in process) สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 20 January 2023 17:27 The Financial Statements which need to be revised The Financial
Financial Statement (revision in process) สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 17 January 2023 17:34 The Financial Statements which need to be revised The Financial
Financial Statement (revision in process) สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 14 January 2025 21:24 The Financial Statements which need to be revised The Financial
Bangkok, May 9, 2014 ? The SEC is seeking public comment on proposed revision of regulation on capital requirements for securities and derivatives investment advisors (IA) as well as brokers, dealers
Bangkok, September 23, 2015 ? Mr. Pariya Techamuanvivit Director, Corporate Affairs Department revealed that the SEC is currently seeking public comments on the draft rules regarding underwriting business.? The objectives of the rule-amendment are to promote flexibility and prevent conflict of interest. The proposal has undergone series of discussions with various stakeholders including securities underwriters. The proposed new rules cover the addition of municipal bond as securities, and filing...
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(BAAC) for a knowledge sharing session on “Data Governance.” The purpose of the visit was to study the SEC’s data governance practices, particularly the application of technologies in both governance