Bangkok, September 25, 2014 ? The SEC, the Thai Listed Companies Association (TLCA) and mai Listed Companies Association (maiA) co-support the Territorial Defense Command?s ?Territorial Defense Leadership Academy? project with a view to fostering new generation? leadership, business and financial literacy and morality. The SEC, jointly with TLCA and maiA, will support the ?Territorial Defense Leadership Academy? project of the Territorial Defense Command by help developing its curriculum to in...
understanding on “Dissemination of Financial and Investment Literacy and Promotion of Savings for Students and Youth,” between Apirom Sukprasert, BAAC Manager, Ruenvadee Suwanmongkol, SEC Secretary-General, for
The Securities and Exchange Commission (SEC) supported the Digital Library Project initiated by the Department of Children and Youth (DCY), the Ministry of Social Development and Human Security
suspending {A}, an employee of Kiatnakin Securities Co., Ltd. and {B}, an employee of Phara Securities Plc. and also revealing {C}'s inappropriate behavior. The SEC found from its routine inspection that {A
, the first and third quarters of 2013, and the year 2013 in order to avoid revealing the details of his related persons who entered into share trading transactions with RAM during 2012-2013. The public
towards adjustments in the educational system that would intensify the cultivation of financial management skills which are important life skills for youth, the driving force of the nation’s future. Proper
employee of Ausiris Futures Co., Ltd. {A} and four employees of KGI Securities (Thailand) PLC {B}, {C}, {D}, and {E}, effectively from August 17, 2012, as well as revealing inappropriate actions of {F} and
of Audit Research Project, revealing the main reason why stakeholders or related parties have failed to see the value of audit is because they do not fully understand the roles and responsibilities of
avoid revealing the details of his related persons who entered into share trading transactions with RAM during 2012-2013. The said misconduct was in violation of Section 312 of the SEA. The SEC therefore
revealing or informing material information likely to affect investor?s interests was in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC