regard, the SEC advises investors currently using these platforms to take steps to secure their assets before the access restriction takes effect. The SEC advises the public and investors to be cautious
least once a year. In case of the occurrence of any event which may significantly affect the governance of information technology, the policy on the governance of information technology shall be reviewed
the month when the one year period expires to the client at least once a year within the fifth business day of the following month, except the case where the client does not have any asset left under
consecutive period of one year or longer, the securities company shall send a report on the client’s assets as of the last business day of the month when the one year period expires to the client at least once
technology system by independent unit once a year at least by an internal unit of the securities company or by an outsider inspector [M] · notifying to the Office without delay in case appeared that have
assessment once a year at least the policy and indicated the concerned risks, arrangement the importance of information and computer system, specify the acceptable level of risk and specify measure or practice
holder thereof who does not qualify as a major investor; (b) the units of this trust are under the restriction of transfer that prohibits all transfer which may misplace the units with a non-major investor