baht (consisting of civil monetary penalties, compensations for the benefits received or would have been received, and the reimbursements of investigative expenses incurred by the SEC) and prohibiting
benefits of his wrongdoings, which total 4.16 million baht. The SEC has also reported the proceedings to the Anti-Money Laundering Office for further consideration. The fact that Mr. Thanawat was
7.00% per annum from the original bond maturity date.The SEC has instructed the bondholders' representatives to thoroughly detail the advantages, disadvantages, benefits, and impact of approval or non
total amount of 28,223,311 baht (comprising civil penalties, compensations in the amount equal to the benefits received or would have been received and reimbursements of investigative expenses incurred by
. In addition, SEC requests that asset management companies notify SEC of the postponement or temporary suspension of contribution of employers and/or employees, and when the contribution is resumed. If
PICO’s shares. Accordingly, Mr. Surin Banyongponglert had benefited from the sale of shares by receiving the benefits from the difference of the purchase price and sell price, and thereby causing
personal benefits from the margins of the offer prices. According to the findings of the SEC investigative team, 10 of the 11 investment consultants solicited several clients to invest in IPO shares to
Bangkok, 13 November 2017 ? In response to the Ministry of Finance's request, the SEC is conducting another public hearing on the draft amendment to the Securities and Exchange Act B.E. 2535 (1992) concerning the establishment of the Capital Market Development Fund (CMDF). This second consultation focuses on revising the CMDF's objectives to include necessary financial support for the Stock Exchange of Thailand (SET). The first hearing conducted earlier in the month of June attracted various,...
Bangkok, February 1, 2013 ? According to the news coverage, the Department of Special Investigation (DSI) on January 2, 2013 announced that the Special Investigation Working Team resolved to press charges against officials of the Bangkok Metropolitan Administration (BMA) and the two companies - Krungthep Thanakom Co., Ltd. (KT), Bangkok Mass Transit System PLC (BTSC) ? including their executives for involvement in the skytrain contract that they have allegedly operate railway systems or obtainin...
Bangkok, 20 October 2016 - The SEC has suspended the approval as capital market investment consultant of {A} for 18 months for seeking benefits and making investment decisions for clients. She