derivatives business; and (2) S D Global, Seandar Inc. (or Seandar), Huang Young Lin, Tang Tia Julien, and Teh Cheng Huat for operating unlicensed securities business.The compliant resulted from several reports

investment solicitation, the solicator needs to obtain a proper securities business license. The SEC lists of licensed and approved persons are available at www.sec.or.th. For inquiries or reports of leads or

outside the scope of supervision of the SEC is available at https://market.sec.or.th/public/idisc/th/InvestorAlert. For inquiries or reports of leads or suspicious acts, please contact SEC Complaint

company?s documents, reports and accounts. His actions were therefore also deemed in contravention of Section 312 of the SEA. In this case, the SEC also found that the company secretary at that time

documents, reports and accounts. His actions were therefore also deemed in contravention of Section 312 of the SEA. In this case, the SEC also found that the company secretary at that time responsible for

List? banner. For further investigation, the SEC Help Center welcomes public assistance and reports of suspicious scams or unlicensed activities at tel: 02-263-6000 or complain@sec.or.th.  Information

the audit committee?s reports were concluded from information asked from the accounting units working on the suspicious issuers. They neither reviewed documents nor examined by any other means despite

Following a complaint in 2023, the SEC conducted an investigation, coordinated with the DSI and found evidence that, during 2020, four directors and executives of NUSA, namely (1) Mrs. Siriya Thepcharoen, (2) Mr. Visanu Thepcharoen, (3) Mr. Sompijit Chaichanajarak, (4) Mr. Nontawat Dhanasuwiwath, colluded to purchase Panacee Grand Hotel Roemerbad (Panacee) in Germany at a significantly higher price than the appraised price based on the market approach. They also colluded to act dishonestly in se...

The Office of Securities and Exchange Commission (SEC) has been notified by the Stock Exchange of Thailand about the artificial appearance of ACD shares during the end of year 2014 causing by the trading activities of one group of individuals. According to the SEC’s further investigation, there was sufficient evidence showing that on 7 and 17 November 2014 Thanadej, Naruedee, Nitis and Winyoo had agreed or conspired on creating the false appearance of the price and volume of ACD shares by...

Zipmex Thailand, which is responsible for submitting reports on its clients’ assets in accordance with the SEC’s regulations, provided reports with information that did not align with the facts found by