The SEC has amended the regulations concerning supervision of personnel in capital market businesses by extending the renewal application submission period from September 1st to December 15th each
to seek proper solutions.ASCO came up with a quality enhancement plan for investment analysts and investment research where brokers will be required to have adequate number of analysts and produce
sort out the training and renewal requirements during the social distancing period. In this regard, fund managers, derivatives fund managers, investment analysts, investment consultants and investment
Facebook Page ชื่อ Investment plan : Unlicensed securities and derivatives business (Disclosure Date : 30/01/2024)
Facebook Page ชื่อ Investment plan : Unlicensed securities and derivatives business (Disclosure Date : 31/01/2024)
Facebook page ชื่อ Investment Plan : Unlicensed securities and derivatives business (Disclosure Date : 14/09/2023)
Facebook Page ชื่อ Life plan : Unlicensed securities and derivatives business (Disclosure Date : 31/07/2024)